Pemberton · London
Associate / Associate Director, Operational Risk and Control (FTC - 6 Months)
Pemberton Asset Management is a leading European private credit manager. Built on more than a decade of experience and deep credit expertise, we provide innovat...
Pemberton Asset Management is a leading European private credit manager. Built on more than a decade of experience and deep credit
expertise, we provide innovative, cycle-tested private credit solutions for LPs and GPs. Pemberton’s extensive origination network
of ten European offices, local market and sector expertise are core characteristics of Pemberton’s value proposition. A
substantial investment team, a broad and independent credit function and rigorous credit analysis inform our investment approach.
We are committed to advancing responsible investing in private credit and fostering long-term value through transparent
partnerships.
Pemberton manages USD $28.8bn in AuM and employs more than 200+ staff globally. (*As of 30th September 2025. Defined as capital
committed since inception)
Further information is available at www.pembertonam.com. Follow Pemberton on LinkedIn here.
LEVEL: ASSOCIATE / ASSOCIATE DIRECTOR
Functional Title: Associate / Associate Director, Operational Risk and Control (FTC)
Location: London
ROLE RELATIONSHIPS
Reports directly to the Head of Risk, London.
- Works closely with:
- Members of the Risk and Compliance team (London and Luxembourg)
- 1st Line business control owners across the group
- Technology team
ROLE SPECIFICATION
Core Responsibilities
Control Report – ISAE3402 Type 1 and Type 1 Support
- Assist in the design and execution of the Control assurance report for our investors, including gathering and aligning relevant
key risk/control data, developing robust evidence log, providing guidance and challenge to business owners, and supporting the
development of Management assertions.
Help maintain and update assurance logs and follow up on outstanding actions.
Risk Oversight and Remediation
Monitoring and reporting of key risk remediation progress.
Support risk and control design and effectiveness reviews of inherent high-risk processes.
Third party risk management continual improvements.
Change risk.
Risk and Control Data
- Beyond ISAE3402 support maturity initiatives in aligning all risk and control data for Risk events (errors), Assessments, Third
party risks, and Operational Resilience against common taxonomies.
Support design and development of GRC (Risk and control system) capabilities.
Operational Risk Framework
Continual development of operational risk guidance and education e.g. RCSA, Change Risk and Risk Issue approaches.
Control Assurance methodologies for ISAE3402 embedding.
Additional Responsibilities
Additional responsibilities will include but not be limited to the following:
- Support the implementation and updating of related Risk management policies and procedures as directed e.g. Risk Appetite, KRI
development.
Support the production of Risk reports.
Help coordinate responses to internal and external audit requests.
RISK AND ESG RESPONSIBILITIES
In performing regulated and unregulated activities for the firm, the Operational Risk and Control AD will follow the firm’s
conduct rules:
Act with integrity.
Act with due care, skill, and diligence.
Open and cooperative with the regulators.
Pay due regard to the interests of customers and treat them fairly.
Observe proper standards of market conduct.
- Ensure all Compliance activity takes into consideration ESG factors to maximise corporate sustainability and support the firm’s
diversity and inclusion objectives.
PERSON SPECIFICATION
Work Experience & Qualifications
- Ideally 6+ years’ exposure to Operational risk in financial services preferably including experience in private finance and/or
asset management.
- Strong experience in Operational Risk methodologies and their deployment through guidance and training, including but not
limited to:
- Risk Identification and Risk Event management
- Risk and Control Self-Assessment
- Control assurance
- Risk Issue and Action Management
- Risk Reporting and Monitoring
GRC tool user experience.
Control Assurance experience (design and effectiveness)
Experience in supporting or leading agile change initiatives.
Strong stakeholder engagement with track record of influencing change.
Fluent in English and able to communicate effectively in a global organisation.
Strong IT skills, particularly with Microsoft Office (Excel, Word, Outlook) and document management systems such as SharePoint.
Key Qualities
Strong organisational skills and attention to detail.
Ability to prioritise tasks and manage multiple responsibilities.
Good communication skills, both written and verbal.
Willingness to learn and develop compliance knowledge.
Collaborative, proactive, and able to work effectively as part of a team.
Appetite and/or ability to learn and deploy AI opportunities across Operational Risk processes
CULTURE
Everyone at Pemberton strives to and identifies with the following:
Builds trust and credibility.
Is polite, respectful, collaborative, with a strong service ethic.
Plans and prioritises effectively but is flexible and can work with complexity and ambiguity.
Identifies key issues and provides optimal, evidence-based solutions.
Is determined and resilient.
Brings innovative and transformational thinking.
Demonstrates a risk and compliance mindset.
The duties and responsibilities described here are not exhaustive; additional assignments may be required. Duties and
responsibilities may be changed at any time, with or without notice, at Pemberton’s sole discretion.
Pemberton is committed to providing equal employment opportunities to all employees and applicants for employment without regard
to race, colour, religion or belief, sex, gender, gender identity or expression, sexual orientation, age, disability, national
origin, ancestry, citizenship status, marital or civil partnership status, pregnancy or maternity, veteran or military status,
genetic information, or any other characteristic protected by applicable law. We value diversity and are dedicated to creating an
inclusive environment for all employees.
This policy applies to all terms and conditions of employment, including recruitment, hiring, placement, promotion, transfer,
termination, compensation, benefits, training, and development. Pemberton is also committed to making reasonable adjustments to
accommodate the needs of disabled employees and applicants. All employees, managers, and those involved in recruitment or
employment decisions are required to comply with this policy.
If you need a reasonable accommodation to complete your application, please contact People and Performance at
careers@pembertonam.com
Depending on the position, you may be required to obtain certain regulatory licenses/certification if you are in a client facing
role and/or if you are engaged in the following non exhaustive list:
Attending client meetings where you are discussing products and/or and client questions; and
Marketing funds to clients.
Note: Please speak with your Pemberton Recruiting contact with any questions.
To submit your application please complete the application form via 'Apply for this Job' below. Fields marked with a red asterisk
- must be completed to be considered for employment (although some can be answered "prefer not to say"). Failure to provide this
information may compromise the follow-up of your application. When you have finished click 'Submit Application' at the bottom of
the application form.
Roll
Associate / Associate Director, Operational Risk and Control (FTC - 6 Months)
Plats
Publicerad
4 juni
Sista ansökningsdag
16 augusti
Källa